Invention Grant
- Patent Title: Compliance management for emerging risks
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Application No.: US17121230Application Date: 2020-12-14
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Publication No.: US11669795B2Publication Date: 2023-06-06
- Inventor: Lokesh Vijay Kumar , Satish Chikkaveerappa , Sasi Kumar Unnikrishnan , Venkata Satya Parcha , Ponnazhakan Subramanian , Rhic Chowdhury , Nimish Mangal , Ryan M. Parker , Jacob Adair , Chris Demchalk , Lavika Aggarwal , Nishant Sinha
- Applicant: Capital One Services, LLC
- Applicant Address: US VA McLean
- Assignee: Capital One Services, LLC
- Current Assignee: Capital One Services, LLC
- Current Assignee Address: US VA McLean
- Agency: Sterne, Kessler, Goldstein & Fox PL.L.C.
- Main IPC: G06Q10/00
- IPC: G06Q10/00 ; G06Q10/0635 ; G06Q30/01 ; G06Q30/0282 ; G06F21/62 ; G06F40/30 ; G06Q10/067 ; G06F16/903 ; G06Q10/10 ; G06F16/95

Abstract:
Disclosed herein are system, method, and computer program product embodiments for identifying and managing emerging risks. Businesses, such as those participating in regulated industries, may need to regularly monitor enforcement actions that are cited in a variety of sources. Embodiments disclosed herein provide for scraping information from those sources and comparing it to existing risk events in order to determine possible discrepancies that should be assessed.
Public/Granted literature
- US20210174277A1 COMPLIANCE MANAGEMENT FOR EMERGING RISKS Public/Granted day:2021-06-10
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