Invention Grant
- Patent Title: Capital-adequacy filing and assessment system and method
- Patent Title (中): 资本充足考核制度和方法
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Application No.: US11434241Application Date: 2006-05-16
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Publication No.: US07792731B2Publication Date: 2010-09-07
- Inventor: Elizabeth Anne Wollin , Sherilyn Smith Belcher , Jung Hun Kim Moon
- Applicant: Elizabeth Anne Wollin , Sherilyn Smith Belcher , Jung Hun Kim Moon
- Applicant Address: US DC Washington
- Assignee: Financial Industry Regulatory Authority, Inc.
- Current Assignee: Financial Industry Regulatory Authority, Inc.
- Current Assignee Address: US DC Washington
- Agency: Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
- Main IPC: G06Q40/00
- IPC: G06Q40/00
Abstract:
Systems and methods of capital-adequacy filing and assessment for determining compliance with capital-adequacy rules include an authorized-entity computer and a processing computer in electronic communication with the authorized-entity computer. Such systems and methods can include an analysis-rule-configuration component, a data-reception component and a rules engine.
Public/Granted literature
- US20070271195A1 Capital-adequacy filing and assessment system and method Public/Granted day:2007-11-22
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